AFS licence in Australia
Australian Financial Services Licence (AFSL) · ASIC
Quoted per deal: the figure depends on what moves with the company.
About This Company
ASIC's Professional Registers are the place to look. They can be searched by entity name, ABN/ACN or licence number, and an active entry shows licence status, conditions and any authorised representatives. Company and business-name registration status sits separately in ASIC Connect. This licence is the Australian Financial Services Licence (AFSL), regulated by ASIC under the Corporations Act 2001. That Act has been in force from 2001-07-15, and the Australian Securities and Investments Commission Act 2001 is a further legal basis. Activities run from order reception and transmission to dealing on own account and investment advice. Reach is domestic, with no passporting. After a change of control, the licensee notifies ASIC within 30 business days of the change occurring. A new applicant meets no fixed statutory decision deadline. Market sources report that ASIC was established in 1998.
AFS licence in Australia. Priced on request, transferable in 4–8 weeks, holding Australian Financial Services Licence (AFSL) supervised by ASIC. Best suited to brokers and investment firms entering a regulated market.
| Reference | PTG-AU-INVE-073 |
|---|---|
| Country | Australia |
| Licence | Australian Financial Services Licence (AFSL) |
| Regulator | ASIC |
| Change of control | ASIC approves the new owner before the shares move |
| Reach | Domestic market only |
| Status | On request |
| Last checked | 2026-10-05 |
The legal name and documents come with the teaser pack under mutual NDA. How buying works ⟶
Ask about PTG-AU-INVE-073
Send PTG-AU-INVE-073 and we reply with the teaser pack and the Australia transfer timetable.