Australia · Brokerage

AFS licence in Australia

Partner network On request PTG-AU-INVE-134

Australian Financial Services Licence (AFSL) · ASIC

Price on request

Quoted per deal: the figure depends on what moves with the company.

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About This Company

Under the Corporations Act 2001, an AFSL is regulated by ASIC, and section 910B of the same Act sets the trigger for a change of control at the licensee: capacity to cast more than 50% of votes at a general meeting, or holding more than half the issued share capital, whether gained or lost. Notice follows under s.912DA, and ASIC is told within 30 business days after the change occurs. In FY2024-25, ASIC's service charter reports, 76% of AFS licence variation applications were decided within 150 days. New applicants meet no fixed statutory decision deadline. The licence is domestic and does not passport. Dealing on own account, portfolio management and investment advice are among the activities it covers. An active entry in ASIC's Professional Registers lists licence status and conditions.

A.I. Overview

AFS licence in Australia. Priced on request, transferable in 4–8 weeks, holding Australian Financial Services Licence (AFSL) supervised by ASIC. Best suited to brokers and investment firms entering a regulated market.

ReferencePTG-AU-INVE-134
CountryAustralia
LicenceAustralian Financial Services Licence (AFSL)
RegulatorASIC
Change of controlASIC approves the new owner before the shares move
ReachDomestic market only
StatusOn request
Last checked2026-10-05

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