Canada · Brokerage

Mutual fund dealer with CIRO membership in Canada

Partner network On request PTG-CA-INVE-046

Mutual fund dealer registration (NI 31-103) + CIRO membership · Ontario Securities Commission and CIRO

Price on request

The figure depends on what has to move with the company. Ask and we quote in one working day.

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A.I. Overview

Mutual fund dealer with CIRO membership in Canada. Priced on request, transferable in 2–4 weeks, holding Mutual fund dealer registration (NI 31-103) + CIRO membership supervised by Ontario Securities Commission and CIRO. Best suited to brokers and investment firms entering a regulated market.

ReferencePTG-CA-INVE-046
CountryCanada
LicenceMutual fund dealer registration (NI 31-103) + CIRO membership
RegulatorOntario Securities Commission and CIRO
Registered—
History—
Share capital—
Banking—
ReachDomestic market only
Transfer—
StatusOn request
Last checked2026-09-29
What comes with it

Included In The Company

In the entity

  • Nothing beyond the licence itself

In the Protegra price

  • Position confirmed with the holder before you commit
  • Change-of-control filing with the regulator
  • KYC / UBO pack prepared

We confirm the position with the holder and audit it before you commit, then stay in the deal through closing. That is what the price covers beyond the company itself.

Questions

Questions Buyers Ask First

01What is disclosed before an NDA?
Everything on this page: the reference, the country, the licence and its regulator, the year, capital, banking type, transfer window and price. The legal name, registration number, bank details and the accounts come with the teaser pack once the mutual NDA is accepted.
02Has this position been checked?
In two steps, and this page says which one has happened. Before it was shown: the licence type and who approves its transfer were checked against the regulator's own rules, and the position was confirmed as still on offer on 2026-09-29. Before we quote or send the teaser pack: the licence status, the registration data and the price are confirmed with the holder.
03Who approves the change of control in Canada?
Ontario Securities Commission and CIRO. Approval is required before the shares transfer, so the assessment window is part of the timetable, not an afterthought.

Ask about this company

Send the reference and we come back with the teaser pack, the licence scope and the transfer timetable, under mutual NDA.

Open your shortlist ⟶ office@protegra.io