Investment dealer licence in Mauritius

About This Company

An Investment Dealer licence in Mauritius forms the regulatory core of this entity. The authorisation operates under the Securities Act 2005, classified under FSC code SEC-2.1B as a full service dealer excluding underwriting. Before entering into any binding agreement, the buyer checks the Financial Services Commission public register in Ébène. A free-text search by entity name or licence category confirms the company's full legal name, licence category, licence reference number, and current authorization status. Operational scope encompasses order reception and client order transmission, execution of orders for customers, and dealing for its own trading book. Underwriting is expressly excluded, and this domestic authorisation does not passport into foreign jurisdictions. Regarding ownership transfers, Section 23 of the Financial Services Act 2007 and Section 16 of the VAITOS Act 2021 make any unapproved share transfer void. Incoming controllers holding not less than 20% of shares or voting power, board appointment rights, or significant influence must be identified. All designated controllers face fit and proper vetting. Where minor transfers under 5% occur without shifting control, written notification to the Commission remains mandatory to avoid regulatory breaches.