FSCA FSP licence in South Africa
FSP licence under FAIS (category not stated by the seller) · Financial Sector Conduct Authority (FSCA)
Quoted per deal: the figure depends on what moves with the company.
About This Company
The Financial Advisory and Intermediary Services Act 37 of 2002 governs this financial services provider licence alongside the Financial Markets Act 19 of 2012. South Africa enforces market rules through Pretoria. Established in 2018, the Financial Sector Conduct Authority operates as the dedicated market-conduct watchdog under the national Twin Peaks architecture. Supervision covers customer treatment across banking, insurance, retirement funds, investment business, and capital markets while the Prudential Authority handles solvency. Domestic regulatory boundaries confine this licence to South Africa, excluding cross-border passporting. Atlas records classify the authorisation as a Category I Financial Services Provider licence for investment advice alongside order reception and transmission. Every buyer should consult the online register maintained by the watchdog before signing transactional paperwork. Users can query that database by entity name, trading name, or specific licence number. Results display the current operating standing, approved licence categories across classes I to IV, and recorded representatives. Ownership changes require notification to the authority whenever an investor acquires the capacity to appoint 15% of the governing body. Fit-and-proper vetting under form FSP4D applies to any newly nominated individual pursuant to FAIS s8(4)(b). Statutory rules give the firm 30 days to report non-compliance.
FSCA FSP licence in South Africa. Priced on request, transferable in 4–12 weeks, holding FSP licence under FAIS (category not stated by the seller) supervised by Financial Sector Conduct Authority (FSCA). Best suited to brokers and investment firms entering a regulated market.
| Reference | PTG-ZA-INVE-200 |
|---|---|
| Country | South Africa |
| Licence | FSP licence under FAIS (category not stated by the seller) |
| Regulator | Financial Sector Conduct Authority (FSCA) |
| Change of control | Financial Sector Conduct Authority (FSCA) is notified of the change |
| Reach | Domestic market only |
| Status | On request |
| Last checked | 2026-10-05 |
The legal name and documents come with the teaser pack under mutual NDA. How buying works ⟶
Ask about PTG-ZA-INVE-200
Send PTG-ZA-INVE-200 and we reply with the teaser pack and the South Africa transfer timetable.