Investment firm / broker-dealer · Ireland

Investment Business Firm Authorisation (Section 10 IIA 1995) (Ireland)

The Investment Business Firm Authorisation (Section 10 IIA 1995) is issued by Central Bank of Ireland (CBI) under Directive 2014/65/EU on markets in financial instruments (MiFID II). It can be passported to the other EU/EEA states by notification. Ownership changes need the regulator's approval before completion.

Last verified 2026-09-24Regulator CBIMarkdown · Data (CC BY 4.0)
Investment Business Firm Authorisation (Section 10 IIA 1995): licenceIF

At a glance

Official nameInvestment Business Firm Authorisation (Section 10 IIA 1995)1
Issued byCentral Bank of Ireland
JurisdictionIreland
Licence familyInvestment firm / broker-dealer
Legal basisDirective 2014/65/EU on markets in financial instruments (MiFID II)2
PassportingEU/EEA passport available

What it lets you do

  • Reception and transmission of orders. Receiving client orders in financial instruments and passing them to another firm for execution.
  • Investment advice. Giving personal recommendations to a client about one or more transactions in financial instruments.

Where it is valid

Ireland licence, passportable across the EU/EEAATBEBGHRCYCZDKEEFIFRDEGRHUIEITLVLTLUNLPLPTROSKSIESSEISNOMTLI
Issued in Ireland (gold); can be passported to the other EU/EEA states (blue) by notification.

Buying a company that already holds it

Prior notification with an objection period. Direct or indirect acquisition or disposal of qualifying holdings reaching or crossing 10%, 20%, 30%, or 50% of capital or voting rights, or resulting in the firm becoming a subsidiary, requires prior written notification to the Central Bank of Ireland; failure to notify renders the acquisition null and void. The Central Bank conducts a statutory assessment within 60 working days of complete acknowledgment (pausable once for 20 working days for EU acquirers or 30 working days for non-EU acquirers) evaluating acquirer reputation, financial soundness, and AML/CFT risks under the European Union (Payment Services) Regulations 2018, E-Money Regulations 2011, and MiFID Regulations 2017.3

Laws behind it

Last verified 2026-09-24Author Danil Marmysh, Founder & CEO, ProtegraReviewed by Anastasia Sidorenkova, Head of Licensing, ProtegraReport an errorReference information, not legal advice.

Sources

  1. registers.centralbank.ie: DownloadsPage · retrieved 2026-09-24
  2. eur-lex.europa.eu: HTML (32014L0065) · retrieved 2026-09-24
  3. centralbank.ie: notification process for proposed acquisitions of qualifying · retrieved 2026-09-24

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