Managing alternative investment funds
Managing collective investment schemes that are not UCITS, such as private equity, hedge or real estate funds, requires a fund manager licence under AIFMD Article 4(1)(w) and Annex I. Authorised alternative investment fund managers (AIFMs) benefit from EU passporting to market and manage funds across the EEA for professional investors.
Definition
Performing portfolio management and risk management for funds that are not UCITS, such as hedge, private equity and real estate funds.
- AIFMD, Art. 4(1)(w) and Annex I: official text
Which licence you need
Licence families that typically permit this activity:
- FM · Abu Dhabi Global Market (ADGM)
Financial Services Permission for Managing a Collective Investment Fund (Category 3C)
FSRA
- FM · Bermuda
Fund Administrator Licence (Part III, Investment Funds Act 2006)
BMA
- FM · British Virgin Islands
BVI mutual fund recognition (private/professional fund), registration (public fund) or approval (incubator/approved fund) - funds are recognised/registered/approved, not 'licensed'
BVI FSC
- FM · Cayman Islands
Regulated Mutual Fund (registered, master, or administered fund under the Mutual Funds Act)
CIMA
- FM · Cayman Islands
Registered Private Fund under the Private Funds Act
CIMA
- FM · Cyprus
Alternative Investment Fund Manager (AIFM) authorisation
CySEC
- FM · Cyprus
Sub-threshold Alternative Investment Fund Manager registration
CySEC
- FM · Czech Republic
Sub-threshold Alternative Investment Fund Manager registration pursuant to Section 15 of AMCIF (zápis osoby provádějící správu majetku srovnatelnou s obhospodařováním podle § 15 ZISIF)
CNB
- FM · Czech Republic
Investment Company / Fund Manager licence (povolení k činnosti investiční společnosti)
CNB
- FM · Dubai International Financial Centre (DIFC)
Financial Services Permission for Managing a Collective Investment Fund (Category 3C)
DFSA
- FM · Estonia
Small fund manager registration without activity licence
FI
- FM · Estonia
Operating licence as a fund management company
FI
- FM · France
Société de gestion de portefeuille (SGP) / Portfolio management company authorisation
AMF
- FM · Germany
Investment management company licence (Erlaubnis als Kapitalverwaltungsgesellschaft nach § 20 KAGB)
BaFin
- FM · Ireland
Alternative Investment Fund Manager (AIFM) Authorisation/Registration
CBI
- FM · Luxembourg
Alternative investment fund manager (AIFM) authorisation
CSSF
- FM · Netherlands
Alternative Investment Fund Manager (AIFM) licence under Wft Article 2:65 and Directive 2011/61/EU
AFM
- FM · Poland
Investment Fund Company licence (towarzystwo funduszy inwestycyjnych - TFI)
KNF
- FM · Poland
Alternative Investment Company Manager registration / licence (zarządzający alternatywną spółką inwestycyjną - ZASI)
KNF
- FM · Seychelles
Fund Administrator's Licence (and Restricted Fund Administrator's Licence) under the Mutual Fund and Hedge Fund Act 2008
FSA
- FM · Spain
Sociedad Gestora de Instituciones de Inversión Colectiva (SGIIC) licence
CNMV
- FM · Switzerland
Fund management company licence (Fondsleitung nach Art. 32 FINIG)
FINMA
- FM · Switzerland
Manager of collective assets licence (Verwalter von Kollektivvermögen nach Art. 24 FINIG)
FINMA
- FM · United Kingdom
Alternative Investment Fund Manager (AIFM) Authorisation / Registration
FCA
Where it can be licensed
Frequently asked questions
What is the sub-threshold exemption for small fund managers under AIFMD?
Managers with aggregate portfolio assets under management below statutory thresholds qualify for lighter national registration rather than full authorisation. While registered sub-threshold managers avoid extensive prudential reporting requirements, their funds cannot benefit from cross-border EU marketing passports.
Must an alternative investment fund appoint an independent depositary?
Yes, fully authorised AIFMs must ensure each managed fund appoints an independent depositary to oversee cash flows, verify asset ownership and safe-keep fund assets, providing statutory investor protection against misappropriation or operational default.
Sources
- AIFMD Art. 4(1)(w) and Annex I · retrieved 2026-09-24
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